Equity Sales and Trading Compliance Officer - Morgan Stanley - New York, NY
The Group will coordinate, recommend, and execute plans to address potential issues, fulfill regulatory obligations and promote best practices.... From Morgan Stanley - 19 May 2016 18:53:27 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Equities Sales Compliance Officer - VP - Deutsche Bank - New York, NY
Participating in internal investigations, assisting in responding to regulatory inquiries, and coordinating internal and external audits and inspections.... From Deutsche Bank - 18 Apr 2016 17:25:10 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Vice President - Control Room Compliance Officer - BNP Paribas - New York, NY
BNP Paribas CIB strives to service the global economy by providing solutions to its clients in financing (ECM, DCM, specialized financing), flow banking (trade... From BNP Paribas - 05 Apr 2016 08:27:49 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Sr. Corporate Bond Portfolio Mgr & Strategist (Special Investment Officer) - New York State Insurance Fund - New York, NY
Evaluating and escalating complex issues or problems to management; Advising the CIO and other investment department staff as to the viability and risk/reward...$160,000 - $175,000 a year From Indeed - 08 Dec 2015 16:15:25 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Officer Market Surveillance - Citi - Jersey City, NJ
The response process includes compiling all requested documentation, analyzing the results to identify potential issues, escalating potential risk issues to the... From Citi - 27 Oct 2015 12:23:59 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Markets Rates Trading Business Control Officer - Vice President - JPMorgan Chase - New York, NY
Establish very strong relationships within the Rates business i.e. business. Markets Rates Trading Business Control Officer - Vice President.... From JPMorgan Chase - 30 Sep 2015 07:43:17 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Chief Compliance Officer - Akuna Capital - Chicago, IL
Conduct compliance related training seminars for traders and developers. Develop, implement, monitor and maintain compliance policies and procedures.... From Akuna Capital - 02 Oct 2015 18:54:31 GMT - View all Chicago jobs View full post on Trader Jobs | Indeed.com
Equity Sales & Trading Compliance Officer (VP) - Morgan Stanley - New York, NY
Provide advisory support to traders, sales traders, supervisors, Risk and IT on regulatory rules. The Group will coordinate, recommend, and execute plans to... From Morgan Stanley - 21 Sep 2015 16:33:58 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Market Risk Management - Volcker Risk Officer - VP - Deutsche Bank - New York, NY
MRM has taken ownership of the Volcker Risk Office (VRO) which a new function reporting to the Head of Market Risk Management with a mandate to provide... From Deutsche Bank - 17 Sep 2015 04:06:18 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Securitized Markets Officer - BNY Mellon - New York, NY
The qualified candidate will contribute materially to the success of the Private-Label MBS Finance business through analyzing, pricing and advising on Private... From BNY Mellon - 21 Aug 2015 14:06:26 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com