Compliance Officer - Equities Sales - VP - Deutsche Bank - New York, NY
Participating in internal investigations, assisting in responding to regulatory inquiries, and coordinating internal and external audits and inspections....From Deutsche Bank - Fri, 16 Dec 2016 08:08:22 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Senior Market Risk Officer - Other Entities - New York, NY
The candidate will manage a 3 people team framing market risks of SG US linked to Credit products (bonds, CDS, Credit derivatives, financing) on ABS (RMBS, CMBS...From OnVista - Fri, 18 Nov 2016 23:22:27 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Senior Market Risk Officer - Société Générale - New York, NY
The candidate will manage a 3 people team framing market risks of SG US linked to Credit products (bonds, CDS, Credit derivatives, financing) on ABS (RMBS, CMBS...From Société Générale - Sat, 19 Nov 2016 05:02:41 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Equity Advisory Surveillance and Compliance Officer - NYC - CIBC - New York, NY
Monitoring the daily sales and trading activities of CIBC’s cash and derivatives businesses. The authority to represent Compliance on internal projects relating...From CIBC - Thu, 03 Nov 2016 01:41:06 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Senior Investment Advisory Compliance Officer - UBS - New York, NY
Experience reviewing and analyzing trading data in order to identify potential violations of trade allocations procedures....From UBS - Sun, 16 Oct 2016 07:26:35 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Trade Surveillance Officer - Independent Review Group – AVP - Deutsche Bank - New York, NY
Excellent analytical skills, able to solve problems independently. The Independent Review Group (IRG) is a core component of the new Cancel, Corrects &...From Deutsche Bank - Wed, 21 Sep 2016 22:38:05 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Institutional Equity Compliance Officer - Morgan Stanley - New York, NY
The Group will coordinate, recommend, and execute plans to address potential issues, fulfill regulatory obligations and promote best practices....From Morgan Stanley - Wed, 07 Sep 2016 21:42:58 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Officer - FXCM - New York, NY
Build successful relationships with Business Managers and Business Owners to discuss risk-based issues, monitor status of findings and influence Management...From FXCM - Tue, 06 Sep 2016 15:19:14 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Security Officer (Full-time) - Code 3 Security & Protection Services Inc - Hyattsville, MD
Cctv monitor for break In's and in traders. Checking ID's and badges watching out for intruders.... $16 an hourFrom Indeed - Mon, 05 Sep 2016 13:20:48 GMT - View all Hyattsville jobs View full post on Trader Jobs | Indeed.com