Chief Technology Officer (CTO) - Compass Analytics - Appleton, WI
Create team atmosphere with internal staff while achieving key objectives; Compass provides cutting-edge analytics, real-time pricing, advisory and active risk...From Compass Analytics - Sat, 21 Jul 2018 17:20:17 GMT - View all Appleton, WI jobs View full post on Trader Jobs | Indeed.com
Chief Compliance Officer - Madison Investment Advisors - Madison, WI
At regular meetings, or as requested, report to the Boards on any material changes to compliance policies since that last meeting as well as on any compliance...From Indeed - Tue, 30 Jan 2018 14:32:06 GMT - View all Madison, WI jobs View full post on Trader Jobs | Indeed.com
Complex Product Risk Officer - VP - Morgan Stanley - New York, NY
Ability to resolve complex problems and escalate as necessary. Gap Risk Report. Assist with preparation of Trading Limit approvals and/or request for higher...From Morgan Stanley - Tue, 25 Jul 2017 21:15:21 GMT - View all New York, NY jobs View full post on Trader Jobs | Indeed.com
Market Risk Officer - UBS - Weehawken, NJ
Have excellent interpersonal skills to deal with traders and support staff from a wide range of functions within the bank....From UBS - Tue, 23 May 2017 16:57:53 GMT - View all Weehawken, NJ jobs View full post on Trader Jobs | Indeed.com
Equities Compliance Officer - UBS - Weehawken, NJ
Provide daily advice to financial advisors, branch supervisory and operational staff, and equities traders on topics such as restricted securities, penny stocks...From UBS - Mon, 08 May 2017 17:19:05 GMT - View all Weehawken jobs View full post on Trader Jobs | Indeed.com
Emerging Markets Compliance Officer - Assistant Vice President - Deutsche Bank - New York, NY
Work with other support partners within Compliance to develop trade surveillance reports and assist with any internal inquiries or investigations that may...From Deutsche Bank - Fri, 24 Feb 2017 08:37:40 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Vice President - Reorganization Officer - BNP Paribas - Jersey City, NJ
BNP Paribas CIB strives to service the global economy by providing solutions to its clients in financing (ECM, DCM, specialized financing), flow banking (trade...From BNP Paribas - Fri, 10 Feb 2017 04:18:15 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Investment Officer, Trade Execution - United Nations - New York, NY
Applicants will be disqualified from consideration if they do not demonstrate in their application that they meet the evaluation criteria of the job opening and...From United Nations - Thu, 02 Feb 2017 01:18:05 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Sales & Trading Compliance Officer - Electronic Trading - Morgan Stanley - New York, NY
The Group will coordinate, recommend, and execute plans to address potential issues, fulfill regulatory obligations and promote best practices....From Morgan Stanley - Wed, 01 Feb 2017 19:56:07 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Officer for IndexIQ (40226) - New York Life Insurance Co - Rye Brook, NY
Collaborates with others to solve complex problems; Individual Third Party Ratings Report as of 8/11/15). New York Life holds the highest possible financial...From New York Life Insurance Company - Fri, 23 Dec 2016 10:06:59 GMT - View all Rye Brook jobs View full post on Trader Jobs | Indeed.com