Vice President, Capital Markets Trade Surveillance - Wedbush Securities - Los Angeles, CA
Travel to outlying trading offices to conduct office inspections, including filing a report of all findings. Create and review trader surveillance reports for... From Wedbush Securities - 28 May 2015 02:04:28 GMT - View all Los Angeles jobs View full post on Trader Jobs | Indeed.com
Compliance Officer Surveillance - Citi - Jersey City, NJ
The response process includes compiling all requested documentation, analyzing the results to identify potential issues, escalating potential risk issues to the... From Citi - 02 May 2015 14:13:20 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Assistant Vice President, CMBS Surveillance Analyst - Morningstar - Horsham, PA
Perform real estate and bond analysis on credit and market issues within CMBS bonds and commercial loans housed on the Morningstar research website.... From Morningstar - 15 Apr 2015 20:53:43 GMT - View all Horsham jobs View full post on Trader Jobs | Indeed.com
Trade Surveillance Technical Business Analyst / Data Analyst - SunGard - New York, NY
Not only that, the technology solutions you help create will be used by many of the world’s largest and premiere banks, energy companies, asset managers,... From SunGard - 24 Mar 2015 19:18:23 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Officer FX Market Surveillance - Citi - Jersey City, NJ
Responding to regulatory inquiries is another key function, which entails compiling all requested documentation, analyzing results to identify potential issues,... From Citi - 19 Mar 2015 13:25:35 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Senior Compliance Analyst FX Market Surveillance - Citi - Jersey City, NJ
Responding to regulatory inquiries is another key function where the analyst is expect to compiling documentation for production, while analyzing the results to... From Citi - 19 Mar 2015 13:25:36 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Senior Compliance Officer FX Market Surveillance - Citi - Jersey City, NJ
A comprehensive understanding of the FX and futures markets is essential as is the ability to analyze trading data to discern patterns of potentially aberrant... From Citi - 19 Mar 2015 13:25:36 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Trade Surveillance Business Analyst - SunGard - New York, NY
Not only that, the technology solutions you help create will be used by many of the world’s largest and premiere banks, energy companies, asset managers,... From SunGard - 17 Mar 2015 18:39:57 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Corporate Compliance - EComm Surveillance - VP - Jersey City - JPMorgan Chase - Jersey City, NJ
It is responsible for reviewing the email of the employees who conduct the business of the Firm, such as bankers, brokers and traders.... From JPMorgan Chase - 23 Feb 2015 22:28:13 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Corporate Compliance - EComm Surveillance - Associate - Jersey City - JPMorgan Chase - Jersey City, NJ
It is responsible for reviewing the email of the employees who conduct the business of the Firm, such as bankers, brokers and traders.... From JPMorgan Chase - 19 Feb 2015 16:15:59 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com