Regulatory Reporting Business Analyst - RBC - Jersey City, NJ
Broker / Dealer (TRACE, MSRB, OATS, Blue Sheets, Reg Sho, LOPR, Large Trader, ACT, INSITE, etc.). Perform analysis of data, processes and systems.... From RBC - 06 Aug 2015 20:15:36 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Regulatory Reporting Business Manager / Associate Director - RBC - Jersey City, NJ
Broker / Dealer (TRACE, MSRB, OATS, Blue Sheets, Reg Sho, LOPR, Large Trader, ACT, INSITE, etc.). Perform analysis of data, processes and systems.... From RBC - 06 Aug 2015 20:15:34 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Regulatory Operations Control and Change Department Manager - RBC - Jersey City, NJ
Bluesheets, TRACE, MSRB Submission, INSITE, OATS, Rule 605 and 606, ACT, LOPR, Large Trader Report,. The Regulatory Operations Control and Change, Department... From RBC - 15 Jul 2015 01:06:05 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Regulatory Evaluator Job - Bloomberg - New York, NY
Ability to work with and analyze a large amount of market data. This individual will join a growing platform comprised of former traders, debt originators,... From Bloomberg - 08 Mar 2015 08:46:13 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
INTERNSHIP - Operations- Regulatory Reporting Support (Chicago) - Société Générale - United States
Review data from reporting and enter/verify large trader adjustments in the Exchange and CFTC (Commodities Trading Futures Commission) system.... From Société Générale - 25 Feb 2015 22:40:22 GMT - View all jobs View full post on Trader Jobs | Indeed.com
Global Fixed Income Cash Middle Office – Regulatory Reporting Analyst - JPMorgan Chase - New York, NY
§ Prepare monthly report for presentation to Front Office management and Compliance of the JPM report card along with the root cause findings listing... From JPMorgan Chase - 02 Feb 2015 08:58:02 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Head of European Regulatory Reporting - KCG Holdings, Inc. - London, OH
Presents at key finance meetings including KCGE Board meetings, Audit Committee meetings, Capital and Liquidity Working group.... From KCG Holdings, Inc. - 28 Jan 2015 15:37:16 GMT - View all London jobs View full post on Trader Jobs | Indeed.com
Director & Assistant General Counsel Regulatory - Chicago or New York - Chicago Mercantile Exchange - New York, NY
To support this growth, we are seeking highly motivated individuals to help foster our corporate culture and uphold our core values of leading with conviction... From CME Group - 22 Nov 2014 08:50:42 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
US Regulatory Specialist Job - Bloomberg - New York, NY
Responsibilities include identifying and developing Bloomberg's Regulatory product offerings, building client relationships across all Financial Services... From Bloomberg - 11 Nov 2014 23:13:59 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Lead Rules & Regulatory Outreach Specialist - NYM - New York Mercantile Exchange - New York, NY
Assist in the development, coordination and execution of regulatory outreach initiatives program to enhance compliance, improve and obtain feedback on... From CME Group - 25 Oct 2014 07:12:07 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com