Senior Manager, EM Product Control – Opportunity in Jacksonville, FL - Macquarie Group Limited - New York, NY
Reconcile general ledger accounts with daily review of the daily P&L report. Prepare compliance and support documentation for internal control and review... From Indeed - 13 Jun 2016 13:58:18 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Senior Manager, Regulatory Reporting Risk Control - ETRADE Financial - Jersey City, NJ
Assist in the preparation of the monthly Focus Report (15c3-1) and weekly customer reserve (15c3-3) and other regulatory filings such as Daily Futures as needed... From ETRADE Financial - 04 Jun 2016 15:37:22 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Assoc Analyst, Trade Control - Exelon Corporation - Baltimore, MD
The Trade Control Analyst is responsible for trade validation, accurate modeling of all trades and daily trade validation in the risk system to ensure proper... From Exelon Corporation - 23 May 2016 22:23:27 GMT - View all Baltimore jobs View full post on Trader Jobs | Indeed.com
Senior Manager, Global Investment Control Fixed Income & Compliance - Capital Group - Los Angeles, CA
You will manage a variety of internal and external relationships, including traders, investment professionals, legal, and others, to support day-to-day... From Capital Group Companies - 08 May 2016 21:26:43 GMT - View all Los Angeles jobs View full post on Trader Jobs | Indeed.com
Risk Control Analyst - NRG Energy - Princeton, NJ
Monitor adherence to the risk policy, assist in investigation of any issues, and update any policy and/or product revisions.... From NRG Energy - 27 Apr 2016 08:08:05 GMT - View all Princeton jobs View full post on Trader Jobs | Indeed.com
Vice President - Control Room Compliance Officer - BNP Paribas - New York, NY
BNP Paribas CIB strives to service the global economy by providing solutions to its clients in financing (ECM, DCM, specialized financing), flow banking (trade... From BNP Paribas - 05 Apr 2016 08:27:49 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Institutional Equities - Regulatory Control Group - Vice President - Morgan Stanley - New York, NY
The individual will be responsible for reviewing IED sales and trading desk activities to ensure compliance with applicable rules and regulations governing the... From Morgan Stanley - 01 Mar 2016 04:20:55 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Institutional Equities - Regulatory Control Associate - Morgan Stanley - New York, NY
Help monitor and make suggestions regarding IED’s overall supervisory program and help ensure that IED activities satisfy all pertinent legal, regulatory and... From Morgan Stanley - 05 Mar 2016 00:46:15 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Department Manager, Business Analysis & Control Teams - RBC - Jersey City, NJ
OATS, Bluesheets, TRACE, MSRB, INSITE, LOPR, Large Trader Report, Rule 605 and 606, ACT, etc. The Regulatory Operations Control and Change, Department Manager ... From RBC - 14 Feb 2016 20:07:32 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Associate, Regulatory Operations Control Team - RBC - Jersey City, NJ
OATS, Bluesheets, TRACE, MSRB Submission, INSITE, , Rule 605 and 606, ACT, LOPR, Large Trader Report, etc. Monitor and resolve key risks and issues in report... From RBC - 14 Feb 2016 20:07:32 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com