Senior Manager, Global Investment Control Fixed Income & Compliance - Capital Group - Los Angeles, CA
You will manage a variety of internal and external relationships, including traders, investment professionals, legal, and others, to support day-to-day... From Capital Group Companies - 08 May 2016 21:26:43 GMT - View all Los Angeles jobs View full post on Trader Jobs | Indeed.com
Compliance Manager - Bank of America - New York, NY
The Compliance Manager is responsible for engaging in activities to contribute to the independent compliance oversight of Front Line Unit (“FLU”) and Control... From Bank of America - 21 Apr 2016 07:51:14 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Equities Sales Compliance Officer - VP - Deutsche Bank - New York, NY
Participating in internal investigations, assisting in responding to regulatory inquiries, and coordinating internal and external audits and inspections.... From Deutsche Bank - 18 Apr 2016 17:25:10 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Research Internship - FXCM - New York, NY
Please submit a cover letter, resume, and writing sample with application. Assisting in the review of internal policies and procedures to determine compliance...$15 an hour From FXCM - 12 Apr 2016 22:59:07 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Vice President - Compliance Advisor – (Capital Markets IT and Operations) - BNP Paribas - New York, NY
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.... From BNP Paribas - 11 Apr 2016 08:54:07 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Vice President - Control Room Compliance Officer - BNP Paribas - New York, NY
BNP Paribas CIB strives to service the global economy by providing solutions to its clients in financing (ECM, DCM, specialized financing), flow banking (trade... From BNP Paribas - 05 Apr 2016 08:27:49 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Junior Compliance Analyst - Interactive Brokers - Greenwich, CT
This person will perform post trade processing reconciliations and middle office support services to ensure accurate and timely trade reporting.... From Interactive Brokers - 31 Mar 2016 08:38:39 GMT - View all Greenwich jobs View full post on Trader Jobs | Indeed.com
Director, Line Compliance - World Fuel - Miami, FL
Interested candidates will need to submit the following. Negative impacts can be severe and cause a potential of substantial loss of profit and business as well... From World Fuel - 08 Mar 2016 10:54:06 GMT - View all Miami jobs View full post on Trader Jobs | Indeed.com
Compliance Manager II - BNY Mellon - Jersey City, NJ
Ø Monitor and provide compliance support to trading and other areas within PAS; And oversee and provide support for Best Execution and Large Trader obligations.... From BNY Mellon - 05 Mar 2016 13:08:13 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Equity Compliance - Morgan Stanley - New York, NY
Liaise with Testing Group to design equity business test plan for the year and execute quarterly compliance tests (e.g.... From Morgan Stanley - 26 Feb 2016 08:56:12 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com