Municipal Finance Compliance Consultant - Computing Concepts Inc. - Weehawken, NJ
Do you enjoy working closely with the business? Your RoleAre you someone who has legal or compliance experience with the municipal underwriting business?...From Indeed - Fri, 19 May 2017 16:43:19 GMT - View all Weehawken, NJ jobs View full post on Trader Jobs | Indeed.com
Audit Manager of Market Data Compliance and Assurance - New York Mercantile Exchange, Inc. - New York, NY
Work with and develop relationships with team members, internal CME stakeholders, and external customers on a global basis to promote and support compliance...From CME Group - Sat, 13 May 2017 08:34:24 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Auditor, Market Data Compliance & Assurance - New York Mercantile Exchange, Inc. - New York, NY
Work with and develop relationships with team members, internal CME stakeholders, and external customers on a global basis to promote and support compliance...From CME Group - Sat, 13 May 2017 08:34:34 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Equities Compliance Officer - UBS - Weehawken, NJ
Provide daily advice to financial advisors, branch supervisory and operational staff, and equities traders on topics such as restricted securities, penny stocks...From UBS - Mon, 08 May 2017 17:19:05 GMT - View all Weehawken jobs View full post on Trader Jobs | Indeed.com
Junior Compliance Analyst - Interactive Brokers - Chicago, IL
Prepare Surveillance Report review and memorialization. Broker, measured by trades, offering direct-access electronic trade execution and clearing for active...From Interactive Brokers - Sun, 23 Apr 2017 10:00:59 GMT - View all Chicago jobs View full post on Trader Jobs | Indeed.com
Associate Director – Capital Markets Operations, Operations Compliance - BMO Financial Group - Jersey City, NJ
Build partnerships with internal clients and other business stakeholders, build relationships with internal and external auditors and regulators;...From BMO Financial Group - Wed, 01 Mar 2017 16:05:47 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Business Unit Compliance Officer-Capital Markets - BMO Financial Group - Jersey City, NJ
Build partnerships with internal clients and other business stakeholders, build relationships with internal and external auditors and regulators;...From BMO Financial Group - Wed, 01 Mar 2017 16:05:47 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Emerging Markets Compliance Officer - Assistant Vice President - Deutsche Bank - New York, NY
Work with other support partners within Compliance to develop trade surveillance reports and assist with any internal inquiries or investigations that may...From Deutsche Bank - Fri, 24 Feb 2017 08:37:40 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Associate Director, Global Import-Export & Trade Compliance - Takeda Pharmaceutical - Cambridge, MA
Investigates and manages resolution of potential issues to ensure Takeda remains in compliance with appropriate regulations and laws Oversees the compliance...From Takeda Pharmaceuticals - Mon, 20 Feb 2017 11:33:20 GMT - View all Cambridge jobs View full post on Trader Jobs | Indeed.com
Compliance Analyst - IMC Financial Markets - Chicago, IL
You’ll also monitor business activities to ensure the Firm remains in compliance with SRO Regulations along with Firm policies and participate in the...From IMC - Thu, 16 Feb 2017 10:44:55 GMT - View all Chicago jobs View full post on Trader Jobs | Indeed.com