Head of Compliance, circa £50k - South West, UK
Winner of numerous industry and consumer awards, as well as showing outstanding growth over the last 10 years, our client is a mutual society in the South West with an enviable track record of delivery and growth. With a considerable history of providing income protection insurance products they continue to grow even in the current […]
Compliance & Business Risk Director, £Six figure base + bonus + ben - London, UK
We are the UK arm of a European group that has been established to service the assets of a major fund created under the guidance of one of Europe's leading non-performing and semi-performing loan investors. Although a start-up business, when we commence operations during the first quarter of 2011, we will have in excess of […]
Compliance Associates (multiple Senior & Junior positions), Commensurate with Experience - Santa Fe, New Mexico, USA
Thornburg Investment Management is an employee-owned investment management company based in Santa Fe, New Mexico with assets under management of over $65 billion (as of 9/30/10). Founded in 1982, the firm manages seven equity funds, nine bond funds, and separate portfolios for select institutions and individuals. Thornburg Investment Management is looking for multiple Compliance Associates […]
Senior Manager Compliance – Markets, $130,000 - $150,000 plus bonus - Melbourne, Australia
My client is a Blue Chip Global Financial Services firm who are looking for a Senior Compliance Manager to take responsibility for embedding compliance management capability and compliance framework into the Institutional Global Markets Business, including Operations and providing expert compliance advice to Institutional Market / Credit Risk functions and other Group areas when required. […]
Compliance Officer, £200 - £300 /d - City of London, United Kingdom
A well known public sector savings organisation is seeking to appoint a Compliance Officer to provide efficient and effective support and guidance for the business. The main duties include: - Planning and completing conduct of business for retail banking - Deciding the appropriate and relevant MI requirements to enable adequate assessment of compliance against regulatory […]
Group Compliance Manager, £45k to £60k per annum + - Manchester, UK
This organisation has a name synonymous with growth, stability and exceptional customer loyalty. Regularly referred to in the National Press as being a market leader in many of their product categories they are now seeking to recruit a new member of the senior management team. Reporting to the Chief Executive you will have full responsibility […]
Governance, Risk and Compliance Consultants, £40 - £55K + benefits - London, UK
Resources Global is a new kind of professional services firm dedicated to helping clients change their business from the inside out. Working as members of client teams, we execute plans, solve problems and transfer knowledge. Partnering with business leaders, we drive internal change across all parts of a global enterprise. Due to growth within the […]
Compliance Manager, £50 - £65k + bonus + benefits - Birmingham, UK
A global investment bank that can offer exceptional opportunities for career progression is now seeking to recruit an experienced Compliance Manager. Ultimately managing a team of 25 through 3 direct reports, you will be responsible for client on-boarding and processing of medium / high risk requests, ensuring correct collation and receipt of documentation to satisfy […]
Operations Risk And Compliance Manager, £750 - £800 per day + na - England, UK
The CompanyRobert Half Management Resources is currently assisting a Large Retail Bank in recruiting to the key role of Interim Operations Risk and Compliance Manager. The RoleYou will effectively manage the Operations Risk and Compliance function and ensure the delivery of a risk aware culture, behaviours and practices across the function to help the Operations […]
Compliance Manager - FSA / Insurance, Market - London, UK
Carphone Warehouse is Europe's leading independent retailer of mobile phones and services, with over 2000 stores in 9 countries, and with 20% market share and 6% year on year growth they are one of the most well known success stories in British retail. They are currently looking for an interim FSA Compliance Manager to join […]