Legal Qualified Compliance Candidates with Broker Dealer Experience for Leading Fund
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Compliance Officer II Job
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Compliance Analyst - Mutual Funds Job
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Fixed Income Compliance Officer
* 4+ years compliance experience with a broker/dealer. * Superior communication skills to interact between lines of business management and staff. * Series 7 and 24 (or 53) preferred. View full post on All Trading Jobs: eFinancialCareers.com
Trading Floor Compliance - Investment Bank
Our client a mid-sized investment bank that provides investment banking, merger and acquisition advisory, institutional brokerage and research services seeks a Senior Compliance Officer. View full post on All Trading Jobs: eFinancialCareers.com
Compliance Officer - Possible CCO
International Day Trading Firm is seeking a Compliance Officer to oversee our trading teams, monitor firm risk, and compliance. View full post on All Trading Jobs: eFinancialCareers.com
Senior Derivatives Compliance Specialist needed for leading US based Hedgefund - New York
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Senior Compliance Officer / Company Secretary, Attractive package - Lagos, Nigeria
International bank setting up operations in Nigeria is hiring a Senior Compliance Officer / Company Secretary. The bank is executing its Sub Sahara Africa expansion plan and Nigeria is the first and pivotal market in West Africa. Full responsibility for *Regulatory and legal compliance and advisory *Exchange Control Advisory and Compliance *Company Secretarial ... View […]
Portfolio Compliance Analyst
Apply for Job Here POSITION OVERVIEW The Portfolio Compliance Analyst will assist the Chief Compliance Officer in implementing controls and monitoring the activities of the Firm to ensure compliance with ethical and regulatory standards. JOB FUNCTIONS Portfolio Compliance Perform daily reviews to ensure client guidelines are being properly followed; Enter new client, regulatory or other […]
Capital Markets - Compliance Consultant, £85,000 to £100,000 - City of London, UK
My clients Banking & Capital Markets, Finance Governance business has a reputation in the market for providing high quality, innovative advice to Banks and institutions looking to improve their internal controls. We are urgently looking for a Consulting Compliance Manager to join an expanding Capital Markets practice. The remit is to develop, sell and deliver […]