Senior Compliance Officer, Competitive - New York, US
Our client, a New York-based Fortune 500 company, is seeking a Senior Compliance Officer to support their OTC trading platform and swap dealer. View full post on exec-appointments.com: Trading Jobs
Senior Compliance Officer for Leading Electronic / Algorithmic Trading Firm (Futures / Derivatives product knowledge requires) | New York
Excellent opportunity for strong compliance professionals to work with a leading global algorithmic trading firm. View full post on All Trading Jobs: eFinancialCareers.com
Manager Active Trader Compliance - TD Ameritrade - Chicago, IL
from a leading active trader program to intuitive... be. From first-time investors to sophisticated traders, TD Ameritrade is focused on helping individuals... From TD Ameritrade - 24 May 2013 13:43:27 GMT - View all Chicago jobs View full post on Trader Jobs | Indeed.com
JUNIOR COMPLIANCE ASSOCIATE
A distressed debt strategy Hedge Fund/Registered Investment Adviser located in midtown NYC with approximately $3B AUM seeks a Junior Compliance Associate to assist the Firm''s Chief Compliance Officer, General Counsel and several other people within the Company''s compliance area. View full post on All Trading Jobs: eFinancialCareers.com
Development Manager, Trading and Compliance Systems
This is a hands-on role that involves leadership, collaboration, and the latest Microsoft technologies. View full post on All Trading Jobs: eFinancialCareers.com
Trade Compliance
A top asset manager inBostonis adding to its Trade Compliance team, which is responsible for applying, monitoring and enforcing the compliance rules and guidelines of the firm and its clients. View full post on All Trading Jobs: eFinancialCareers.com
VP - Equity Trading Compliance Officer
Domestic Trading Compliance Officer for a mid-sized, institutional brokerage and investment-banking firm. This candidate will lead and manage the surveillance and regulatory compliance efforts in Domestic Trading and Institutional Sales (supporting a desk of 35 traders) and a secondary role in international transactions. View full post on All Trading Jobs: eFinancialCareers.com
Dodd Frank Compliance Officer
International trading house seeking an experienced Compliance Officer to join their growing NYC office View full post on All Trading Jobs: eFinancialCareers.com
Compliance Officer, Competitive compensation - New York, US
Our client, a global financial services firm, is seeking a Compliance Officer to support their growing U.S. operations. View full post on exec-appointments.com: Trading Jobs
Legal & Compliance - Trading Services Compliance - VP - London, Competitive - London, UK
About J.P. Morgan Chase & Co J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. View full post on exec-appointments.com: Trading Jobs