Senior Compliance Analyst FX Market Surveillance - Citi - Jersey City, NJ
Responding to regulatory inquiries is another key function where the analyst is expect to compiling documentation for production, while analyzing the results to... From Citi - 19 Mar 2015 13:25:36 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Senior Compliance Officer FX Market Surveillance - Citi - Jersey City, NJ
A comprehensive understanding of the FX and futures markets is essential as is the ability to analyze trading data to discern patterns of potentially aberrant... From Citi - 19 Mar 2015 13:25:36 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
EA - Legal and Compliance - KCG Holdings, Inc. - Jersey City, NJ
Manage team member’s calendars for internal and external meetings and events to maximize productivity while balancing meetings with other commitments.... From KCG Holdings, Inc. - 14 Mar 2015 00:37:59 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Assistant Vice President, Compliance - Oaktree Capital Management, L.P. - New York, NY
The individual will have responsibility to provide the business with real-time compliance advice as it pertains to portfolio management and trading for the... From Oaktree Capital Management, L.P. - 13 Mar 2015 06:27:48 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Vice President - Guggenheim Partners - New York, NY
Perform oversight and monitor documented policies and procedures throughout the firm by performing test work, documenting results and identifying and escalating... From Guggenheim Partners - 12 Mar 2015 23:05:13 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance, Compliance Testing Group (New York) - Associate/Vice President - Goldman Sachs - New York, NY
Identify potential compliance and reputational risks, and effectively escalate to appropriate individuals. Gather data, perform analyses and document results.... From Goldman Sachs - 04 Mar 2015 10:13:55 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Consultant 4 - Wells Fargo - Boston, MA
Participation in due diligence meetings with existing and potential advisers. Evaluates the adequacy and effectiveness of policies, procedures, processes,... From Wells Fargo - 02 Mar 2015 22:50:49 GMT - View all Boston jobs View full post on Trader Jobs | Indeed.com
Advisor, Asset Management Compliance - Fidelity Investments - Merrimack, NH
The Investment Compliance Monitoring Group is responsible for proactively reducing the risk of trade error or compliance exceptions through the daily monitoring... From Fidelity Investments - 03 Mar 2015 03:43:24 GMT - View all Merrimack jobs View full post on Trader Jobs | Indeed.com
Compliance Analyst - Guggenheim Partners - New York, NY
Perform oversight and monitor documented policies and procedures throughout the firm by performing test work, documenting results and identifying and escalating... From Guggenheim Partners - 28 Feb 2015 04:55:43 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Corporate Compliance - EComm Surveillance - VP - Jersey City - JPMorgan Chase - Jersey City, NJ
It is responsible for reviewing the email of the employees who conduct the business of the Firm, such as bankers, brokers and traders.... From JPMorgan Chase - 23 Feb 2015 22:28:13 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com