PEAK6 Investments, established in 1997, is a leading financial institution in Chicago with a demonstrated track record of success in proprietary trading. Specializing in inventory and risk management, PEAK6 Investments employs state of the art technology and proprietary tools and is thoroughly committed to building
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A great opportunity to join the US office of a European Research brokerage.
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See job description below
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This job offers the best working for one of the best. The candidate for this position that is preferred has a book experience of managing 100,000 in assets…
From JobHost – 29 May 2012 16:38:06 GMT
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Equity Trader (Entry Level; Series 7 & 63 Required) – Chicago, IL
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110093573
Job Description
Reports to the Manager of Equity Trading for CISC. Duties…
From JPMorgan Chase – 19 Nov 2011 07:14:35 GMT
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Our financial services client in the Greater Philadelphia area seeks a Retail Trader with a Series 7 license.
This is a temp-to-hire opportunity, and the successful candidate thrives in a fast-paced environment.
Responsibilities:
* Securities transactions for stocks, bonds, mutual funds, equity options, and UIT’s
* Asset journals, check requests, reorganization and conversion items, electronic funds transfer, etc.
* Provide quotes and market information to clients
* Sell mutual funds, unit investment trusts, CD’s, insurance and Registered Investment products
* Monitor and advise charities of equity gifts
* Assist with the exercise of cashless stock options
Requirements
* Bachelor’s degree in Business, Finance or related discipline
* 3-7 years of retail trading experience
* Series 7 license
* Strong communication skills at all levels of the organization
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This position is open as of 7/3/2010.
Financial Advisor – Investment Advisor – RIA – Financial Planner – Series 7 – Series 63 – CFP – Certified Financial Planner – Pre-Retirement – Post-Retirement – Stocks – Preferred Stocks – Mutual Funds – Taxable Bonds – Tax-free Bonds – Insurance – Annuities – Separate Account Management – CD’s – UIT’s – ETF’s – Trust Management
Financial Planner – Investment Advisor
Are you a great Financial Planner / Investment Advisor who is tired of large firm politics and low payouts? Do you also happen to have a transferable book of business (and 12-months trailing revenue of at least $200k), plus your Series 7 and 63 licenses? If so… Please Read On!
We are a full service independent financial advisory firm, looking for some All-Star caliber Financial Advisors to join our team in the greater Chicago area!
What you need:
• At least 3-years of financial planning and/or investment sales experience, preferably in Stocks, Preferred Stocks, Mutual Funds, Taxable Bonds, Tax-free Bonds, Insurance, Annuities, Separate Account Management, CD’s, UIT’s, ETF’s, and Trust Management
• Minimum level of production of $200K in trailing twelve months, and the ability to transition a high percentage of your clients to a new firm
• Series 7 and 63 Licenses
A big plus:
• CFA designation
• Pre-retirement / Post-retirement experience
• Experience with any of the following:
-Reg D Private Placements
-Structured Settlements
-Small Company Investment Banking
-Public Company Single Stock Planning
What’s in it for you:
• Financial Advisors have all of the tools offered by the wirehouses, without the red tape associated with large organizations.
• High Payout – one of the highest in the full service brokerage business. (Note:
this position provides straight revenue sharing compensation with assistance during the initial three-month transition period based on your trailing revenue.)
• Performance-based bonuses.
• Freedom – No proprietary product pushing. You choose what is best for your clients.
• Full Range of Products – Everything you need to service your book.
• Full Benefits – 401k, Health, Dental, etc.
So, if you’re a great Financial Planner / Investment Advisor who is tired of large firm politics and low payouts, and you also happen to have a transferable book of business (and 12-months trailing revenue of at least $200k), plus your Series 7 and 63 licenses… Please Apply Today!
Required Skills
Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD’s, Equities, Insurance, Money Market Funds
If you are a good fit for the Financial Advisor – Investment Advisor – RIA – CFP – Series 7 63 position, and have a background that includes:
Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD’s, Equities, Insurance, Money Market Funds and you are interested in working the following job types:
Sales, Business Development, Marketing
Within the following industries:
Securities, Sales – Marketing, Banking – Financial Services
Our privacy policy: Your resume and information will be kept completely confidential.
Looking forward to receiving your resume through our website and going over the job in more detail with you!
Requirements Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD’s, Equities, Insurance, Money Market Funds
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