Work with and develop relationships with team members, internal CME stakeholders, and external customers on a global basis to promote and support compliance…
From CME Group – Sat, 13 May 2017 08:34:34 GMT – View all New York jobs
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Knowledge of Equity markets products, including high touch, electronic and derivatives trading activities, and prime brokerage, stock loan and other equity…
From Bank of America – Fri, 18 Nov 2016 14:11:44 GMT – View all New York jobs
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The Senior Internal Auditor will perform a significant role in SOX, financial and operational audits from planning to executing and reporting tests of controls…
From Interactive Data – 17 Oct 2015 00:27:13 GMT
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Report findings of procedure violations and individual rep development to Sales Trainers and Sales Management….
From Market Traders Institute Inc – 09 Sep 2015 11:05:22 GMT
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Analyze design and operating effectiveness of systems of internal control. As a leading employer in financial services, we believe in building strong…
From TD Ameritrade – 23 May 2015 13:10:52 GMT
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Conduct and/or lead audits in accordance with the International Professional Practices Framework issued by the Institute of Internal Auditors in order to…
From TD Ameritrade – 07 May 2015 14:29:59 GMT
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Independently executes assigned audit activities and supervises audit team. Utilizes sound, seasoned analytical skills and possesses product, business, and…
From Bank of America – 30 Oct 2014 01:05:17 GMT
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And report on the adequacy and effectiveness of management controls. Activities where an algorithm is used to either identify trading opportunities….
From JPMorgan Chase – 17 Oct 2014 11:49:56 GMT
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See job description below
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Challenge, assess and contribute. The requirement is to join an internal audit team and contribute corporate banking product knowledge and audit skills in reviews of activities covering all the major corporate banking products. Excellent auditing skills gained through professional practice or working as part of a blue chip internal audit team are essential, as is a good detailed knowledge of …
View full post on exec-appointments.com: Trading Jobs