Finanical Advisor - Investment Advisor - RIA - CFP - Series 7 63
bontradThis position is open as of 7/3/2010.
Financial Advisor - Investment Advisor - RIA - Financial Planner - Series 7 - Series 63 - CFP - Certified Financial Planner - Pre-Retirement - Post-Retirement - Stocks - Preferred Stocks - Mutual Funds - Taxable Bonds - Tax-free Bonds - Insurance - Annuities - Separate Account Management - CD's - UIT's - ETF's - Trust Management
Financial Planner - Investment Advisor
Are you a great Financial Planner / Investment Advisor who is tired of large firm politics and low payouts? Do you also happen to have a transferable book of business (and 12-months trailing revenue of at least $200k), plus your Series 7 and 63 licenses? If so... Please Read On!
We are a full service independent financial advisory firm, looking for some All-Star caliber Financial Advisors to join our team in the greater Chicago area!
What you need:
• At least 3-years of financial planning and/or investment sales experience, preferably in Stocks, Preferred Stocks, Mutual Funds, Taxable Bonds, Tax-free Bonds, Insurance, Annuities, Separate Account Management, CD's, UIT's, ETF's, and Trust Management
• Minimum level of production of $200K in trailing twelve months, and the ability to transition a high percentage of your clients to a new firm
• Series 7 and 63 Licenses
A big plus:
• CFA designation
• Pre-retirement / Post-retirement experience
• Experience with any of the following:
-Reg D Private Placements
-Structured Settlements
-Small Company Investment Banking
-Public Company Single Stock Planning
What's in it for you:
• Financial Advisors have all of the tools offered by the wirehouses, without the red tape associated with large organizations.
• High Payout - one of the highest in the full service brokerage business. (Note:
this position provides straight revenue sharing compensation with assistance during the initial three-month transition period based on your trailing revenue.)
• Performance-based bonuses.
• Freedom - No proprietary product pushing. You choose what is best for your clients.
• Full Range of Products - Everything you need to service your book.
• Full Benefits - 401k, Health, Dental, etc.
So, if you're a great Financial Planner / Investment Advisor who is tired of large firm politics and low payouts, and you also happen to have a transferable book of business (and 12-months trailing revenue of at least $200k), plus your Series 7 and 63 licenses... Please Apply Today!
Required Skills
Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD's, Equities, Insurance, Money Market Funds
If you are a good fit for the Financial Advisor - Investment Advisor - RIA - CFP - Series 7 63 position, and have a background that includes:
Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD's, Equities, Insurance, Money Market Funds and you are interested in working the following job types:
Sales, Business Development, Marketing
Within the following industries:
Securities, Sales - Marketing, Banking - Financial Services
Our privacy policy: Your resume and information will be kept completely confidential.
Looking forward to receiving your resume through our website and going over the job in more detail with you!
Requirements Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD's, Equities, Insurance, Money Market Funds
Subscribe to Trading Jobs by Email
Find the latest Trading Jobs
View full post on Trading Jobs
