Do you enjoy working closely with the business? Your RoleAre you someone who has legal or compliance experience with the municipal underwriting business?…
From Indeed – Fri, 19 May 2017 16:43:19 GMT – View all Weehawken, NJ jobs
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MoreWork with and develop relationships with team members, internal CME stakeholders, and external customers on a global basis to promote and support compliance…
From CME Group – Sat, 13 May 2017 08:34:24 GMT – View all New York jobs
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MoreWork with and develop relationships with team members, internal CME stakeholders, and external customers on a global basis to promote and support compliance…
From CME Group – Sat, 13 May 2017 08:34:34 GMT – View all New York jobs
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MoreProvide daily advice to financial advisors, branch supervisory and operational staff, and equities traders on topics such as restricted securities, penny stocks…
From UBS – Mon, 08 May 2017 17:19:05 GMT – View all Weehawken jobs
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MorePrepare Surveillance Report review and memorialization. Broker, measured by trades, offering direct-access electronic trade execution and clearing for active…
From Interactive Brokers – Sun, 23 Apr 2017 10:00:59 GMT – View all Chicago jobs
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MoreBuild partnerships with internal clients and other business stakeholders, build relationships with internal and external auditors and regulators;…
From BMO Financial Group – Wed, 01 Mar 2017 16:05:47 GMT – View all Jersey City jobs
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MoreBuild partnerships with internal clients and other business stakeholders, build relationships with internal and external auditors and regulators;…
From BMO Financial Group – Wed, 01 Mar 2017 16:05:47 GMT – View all Jersey City jobs
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MoreWork with other support partners within Compliance to develop trade surveillance reports and assist with any internal inquiries or investigations that may…
From Deutsche Bank – Fri, 24 Feb 2017 08:37:40 GMT – View all New York jobs
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MoreInvestigates and manages resolution of potential issues to ensure Takeda remains in compliance with appropriate regulations and laws Oversees the compliance…
From Takeda Pharmaceuticals – Mon, 20 Feb 2017 11:33:20 GMT – View all Cambridge jobs
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MoreYou’ll also monitor business activities to ensure the Firm remains in compliance with SRO Regulations along with Firm policies and participate in the…
From IMC – Thu, 16 Feb 2017 10:44:55 GMT – View all Chicago jobs
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